Broker Listings

For the State’s bond issues managed by the Treasurer’s Office, the following firms were selected through a competitive process to sell the bonds to investors.

Qualified Bond Underwriting Firms for State of Connecticut bonds:

Academy Securities
American Veterans Group, PBC
AmeriVet Securities
Backstrom
BAIRD
Bancroft Capital, LLC
Barclays
Blaylock Van, LLC
BofA Securities
Cabrera Capital Markets
Drexel Hamilton, LLC
FHN Financial Capital Markets
Fidelity Capital Markets
Goldman Sachs & Co. LLC
Janney Montgomery Scott
Jefferies
J.P. Morgan
Loop Capital Markets
Mesirow Financial, Inc.
Mischler Financial Group, Inc.
Morgan Stanley

Multi-Bank Securities
NW Capital Markets
Oppenheimer & Co.
Piper Sandler & Co.
PNC Capital Markets LLC
Ramirez & Co., Inc.
Raymond James
RBC Capital Markets
Rice Financial Products Company
Roberts & Ryan Investments Inc.
Rockfleet Financial Services, Inc.
Roosevelt & Cross
San Blas Securities, LLC
Security Capital Brokerage, Inc.
Siebert Williams Shank & Co., LLC
Stern Brothers
Stifel
TD Securities
UMB Bank, N.A.
Wells Fargo Securities