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Broker Listings

The following firms were selected through a competitive request for proposal (RFP) process, which resulted in a pool of qualified underwriting and investment banking firms able to provide services to investors interested in the State’s major tax-exempt and taxable bond programs, including bond purchases.

Qualified Bond Underwriting Firms for State of Connecticut bonds:

Academy Securities, Inc.
American Veterans Group, PBC
AmeriVet Securities
Backstrom
Baird
Bancroft Capital, LLC
Barclays Capital
Blaylock Van LLC
BofA Securities
Cabrera Capital Markets, LLC
Drexel Hamilton LLC
FHN Financial Capital Markets
Fidelity Capital Markets
Goldman, Sachs & Co. LLC
Janney Montgomery Scott
Jefferies
J.P. Morgan
Loop Capital Markets
Mesirow Financial
Mischler Financial Group, Inc.
Morgan Stanley

Multi-Bank Securities
NW Capital Markets
Oppenheimer & Co.
Piper Sandler & Co.
PNC Capital Markets LLC
Ramirez & Co., Inc.
Raymond James
RBC Capital Markets
Rice Financial Products Company
Roberts & Ryan Investments Inc.
Rockfleet Financial Services, Inc.
Roosevelt & Cross Incorporated
San Blas Securities, LLC
Security Capital Brokerage, Inc.
Siebert Williams Shank & Co., LLC
Stern Brothers
Stifel
TD Securities (USA) LLC
UMB Bank
Wells Fargo Securities

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